Deputy Manager – Trade Surveillance (2-5 Years)

Industry: Stock Broking / Exchange
Job Category: Others
Job Type: Full Time
Job Location: Chennai

Education Qualification- MBA/PG only

JOB ROLE:

  • Monitor the variations/ movements of scrip on an on-going basis through surveillance system to identify any significant changes in price/ trade volume of the scrip.
  • Execute pre-defined process to generate periodic alerts based on scrip movements and upload these alerts in the case management system.
  • Determine the scrip for which change in price band is required as per pre-defined process.
  • Determine the scrip which needs to be transferred from / to trade for trade segment as per pre-determined process.
  • Determine the scrip which needs to be shortlisted under Additional Surveillance Measure (ASM) / Graded Surveillance Measure (GSM) as per pre-determined process.
  • Identify news items for rumour verification. Draft and despatch letter to concerned company for rumour verification and clarifications regarding the deviations in price / trading volume of the scrip.
  • Keep self-updated on the recent developments on scrip of various companies.
  • Generate daily / periodic reports about market update and alert details to be sent to senior management and external regulators.
  • Generate reports as a part of daily BOD and EOD processing.

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