Industry: BFSI Stock Broking / Exchange
Job Category: BD / Sales
Job Type: Full Time
Job Location: Mumbai
Experience Required: 8-12 Years
Location– Mumbai (Work from Office)
Job Responsibilities:
- Handling grievances and escalations from Market participants i.e. Stock bokers, DPs,
mutual funds and Investors - Preparation of compliance reports and grievances reports as per SEBI requirements
- Preparation of MIS, addhoc reports as per management requirements
- Handling of internal, external and regulatory process audit and performing audit of
vendor activities - Monitoring of call centre/help desk team and handling escalations
- Managing quality check KYC verification team
- Training to market participants, internal teams in case of any changes to SEBI
regulations and process changes - Liaise with financial institutions for enabling seamless integration with the platform and
addressing their queries - Coordination between the various stakeholders for various developments and
ensuring seamless implementation - Generation of invoices, payment advices, invoice payment tracking and recovery of
dues