Role Title – Manager

Function – Inspection

Key Responsibilities:

1. Member selection on Annual and Quarterly basis as per SEBI and Exchange defined parameters/guidelines.
2. Updation of Inspection Checklist on periodic basis with latest regulatory developments.
3. Updation of various inspection methodologies on periodic basis.
4. Issuance of Consolidated Circular and updation of compliance calendar on periodic basis.
5. Monitoring of various periodic submissions on timely basis as per regulatory guidelines and levy of penalty on the basis of prescribed norms
6. Preparation of ROC Agenda/Board Agenda/ PID meeting submission/corporate presentation.